Giguiere
Securities and Exchange Commission v. Giguiere
Opinion
Trial Court Opinion
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF CALIFORNIA 8 SECURITIES AND EXCHANGE Case No.: 18-cv-1530-WQH-JLB
COMMISSION,
ORDER
Plaintiff, 11 v.
GANNON GIGUIERE,
OLIVER-BARRET LINDSAY,
ANDREW HACKETT, KEVIN GILLESPIE, and ANNETTA
BUDHU,
16 Defendants. 17 HAYES, Judge: 18 The matters before the Court are the Motion for Summary Judgment as to Defendant 19 Andrew Hackett filed by Plaintiff the Securities and Exchange Commission (ECF No. 229) 20 and the crossclaims asserted by Defendant Andrew Hackett against Defendants Kevin 21 Gillespie and Annetta Budhu (ECF No. 144). 22
I. PROCEDURAL BACKGROUND
On July 6, 2018, the Securities and Exchange Commission (“SEC”) filed a Complaint 24 against Defendants Gannon Giguiere (“Giguiere”), Oliver-Barret Lindsay (“Lindsay”), 25 26 27 28 Andrew Hackett (“Hackett”), Kevin Gillespie (“Gillespie”), and Annetta Budhu (“Budhu”) (collectively, “Defendants”) alleging federal securities laws violations.1 (ECF No. 1.) On the same day, the United States Attorney’s Office for the Southern District of California (the “Government”) moved…