Ameriprise Financial Services, LLC v. Lpl Financial, LLC

NOT FOR PUBLICATION FILED

UNITED STATES COURT OF APPEALS JAN 12 2026

MOLLY C. DWYER, CLERK

U.S. COURT OF APPEALS

FOR THE NINTH CIRCUIT

AMERIPRISE FINANCIAL SERVICES, No. 25-4575 LLC, D.C. No. 3:24-cv-01333-JO-MSB Plaintiff - Appellee,

v. MEMORANDUM*

INTERVENING ADVISORS,

Defendant - Appellant,

and

LPL FINANCIAL, LLC,

Defendant.

AMERIPRISE FINANCIAL SERVICES, No. 25-4576

LLC,

D.C. No. Plaintiff - Appellee, 3:24-cv-01333-JO-MSB

v.

LPL FINANCIAL, LLC,

Defendant - Appellant,

and

* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.

INTERVENING ADVISORS,

Defendant.

Appeal from the United States District Court for the Southern District of California Jinsook Ohta, District Judge, Presiding

Argued and Submitted November 17, 2025 Pasadena, California

Before: CLIFTON, OWENS, and DE ALBA, Circuit Judges.

Appellant LPL Financial, LLC (“LPL”) appeals from the district court’s

“Order Dismissing Motion to Intervene [Dkt.…