USSEC
United States Securities & Exchange Commission v. Henke
275 F. Supp. 2d 1075·2003 WL 21805930·2003 U.S. Dist. LEXIS 13618
United States District Court, Northern District of CaliforniaJuly 31, 2003C-98-4011 VRWCalifornia78 words
Opinion
Walker, J.
ORDER
By this action, plaintiff United States Securities and Exchange Commission seeks civil penalties against defendant Chan M Desaigoudar for numerous violations of securities law. The case against Desaigoudar was tried before the court without a jury on December 16, 17 and 18, 2002. See Docs ##86-88. The matter was submitted upon filing of the parties’ post-trial closing briefs on February 7, 2003. See Docs ##94-96. The court now makes its findings of facts and conclusions of law: