Cortina
Cortina v. Wells Fargo Advisors CA4/1
Opinion
Opinion
Aaron, J.
I.
INTRODUCTION
Appellant Avelino Cortina III appeals from the judgment of the trial court entered
after the trial court confirmed an arbitration award entered against Cortina and in favor of
respondent Wells Fargo Advisors, LLC (Wells Fargo).
During his employment as a financial advisor with Wells Fargo, Cortina signed
three promissory notes. Under the terms of the notes, Cortina agreed to pay any
remaining balances on the notes upon the termination of his employment with Wells
Fargo. Cortina resigned from his position at Wells Fargo, but did not pay the balances on
the promissory notes. Wells Fargo filed a claim for arbitration with the Financial
Industry Regulatory Authority (FINRA). Wells Fargo prevailed in the arbitration and
was awarded a sum equal to the remaining balances due on the promissory notes.
Cortina petitioned the trial court to vacate the arbitration award, and Wells Fargo
petitioned to have the arbitration award confirmed by the court. The court confirmed the
arbitration award and denied Cortina's petition to vacate the award.
On appeal, Cortina contends that the trial court erred in denying his request to
vacate the arbitration award.…