O'neel v. National Association Of Securities Dealers

667 F.2d 804 Dennis O'NEEL, Plaintiff-Appellant, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC.; Birr, Wilson & Co., Inc.; and Richard Ryder, Director of Arbitration of the National Association of Securities Dealers, Defendants-Appellees. No. 80-3254. United States Court of Appeals, Ninth Circuit. Argued and Submitted Nov. 2, 1981. Decided Feb. 8, 1982. David Clark Miller, Portland, Or., for plaintiff-appellant. Andrew Mcr. Barnes, Washington, D.C., for defendants-appellees. On Appeal from the United States District Court for the District of Oregon. Before KILKENNY and GOODWIN, Circuit Judges, and PRICE * , District Judge. PER CURIAM: 1 Appellant filed an action in District Court seeking declaratory and injunctive relief from a third-party claim against him in an arbitration proceeding. After a summary judgment entered in favor of the defendants National Association of Securities Dealers (hereinafter NASD), and Richard Ryder, Director of Arbitration for the NASD, plaintiff appealed. 2 O'Neel is a former employee of Birr, Wilson & Co., a member firm of the NASD, and a defendant in the arbitration action. Appellant took an examination to become a registered…