Robert L. Clarke, Comptroller of the Currency v. American Commerce National Bank, Anaheim, California

Caution
92 Daily Journal DAR 12469·974 F.2d 127·1992 WL 213194·1992 U.S. App. LEXIS 20818·92 Cal. Daily Op. Serv. 7673
United States Court of Appeals for the Ninth CircuitSeptember 8, 199291-56327California1,522 words

Opinion

Opinion

Pregerson, J.

This case arises out of the efforts of the Office of the Comptroller of the Currency (“OCC”) to investigate the banking practices of American Commerce National Bank (“ACNB” or “Bank”). ACNB appeals the order of the district court requiring it to turn over certain unredacted attorney billing statements to the OCC. The district court concluded that the information fell within the crime/fraud exception to the attorney-client privilege. We affirm, but on the ground that the attorney-client privilege does not protect the attorney billing statements from disclosure.

I. BACKGROUND

The OCC is responsible for the periodic examination of all national banks to assure that they are operated in a safe and sound manner and in accordance with all applicable laws, rules, and regulations. Under 12 U.S.C. § 481 (1988), national bank examiners, as designees of the Comptroller, are authorized to conduct thorough examinations of the affairs of national banking associations. ACNB is a federally-chartered national banking association.

In August 1990, the OCC issued an administrative subpoena requesting, among other things, the production of all billing statements from outside legal counsel to ACNB…

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