Ajesh Bhakta v. Dharmendra Bhakta

Good Law
United States Court of Appeals for the Ninth CircuitFebruary 1, 202221-55328California606 words

Opinion

Opinion

facts, we do not recount them here, except as necessary to provide context to our

ruling. We have jurisdiction pursuant to 28 U.S.C. § 1291 and review a district

court’s dismissal under Federal Rule of Civil Procedure 12(b)(6) de novo. See Curtis

v. Irwin Indus., Inc., 913 F.3d 1146, 1151 (9th Cir. 2019).

The district court erred in holding that Plaintiffs’ federal lawsuit was

precluded by the prior state court litigation. Under California law, the doctrine of

claim preclusion requires that the prior proceedings (1) present identical claims or

issues, (2) constitute a final judgment on the merits, and (3) involve the same parties.

See Boeken v. Philip Morris USA, Inc., 230 P.3d 342, 348 (Cal. 2010). There was

no final judgment in the state case.

Under California law, “[a] dismissal with prejudice following a settlement

constitutes a final judgment on the merits.” Estate of Redfield, 124 Cal. Rptr. 3d

402, 407 (Ct. App. 2011). Although the California Superior Court dismissed the

state case with prejudice and entered a settlement pursuant to California Code of

Civil Procedure Section 664.6, it did not enter a judgment, which is required to

2 effectuate a Section 664.6

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