96 Cal. Daily Op. Serv. 7764, 96 Daily Journal D.A.R. 12,831 Securities and Exchange Commission v. American Capital Investments, Inc. Stephen J. Murphy Kenneth A. Sorensen Richard D. Otto Adfin Corporation Einhorn & Edgerton, and John P. Shelton Aci Investors Protective Association, and Approximately 127 Aci (American Capital Investments) Investors, Richard G. Shaffer, United States Securities and Exchange Commission v. American Capital Investments, Inc. John P. Shelton Aci Investors Protective Association, and Approximately 127 Aci (American Capital Investments) Investors, Richard G. Shaffer, and Stephen J. Murphy Kenneth A. Sorensen Richard D. Otto Adfin Corporation, Securities and Exchange Commission v. American Capital Investments, Inc., John Shelton Aci Investors Protective Association and Approximately 156 Aci Investors v. Richard G. Shaffer, Court Appointed Receiver for American Capital Investments, Inc., Securities and Exchange Commission, and John P. Shelton, Esq. Approximately 156 Aci Investors Aci Investors Protective Association v. American Capital Investments, Inc., and Richard G. Shaffer, Court Appointed Receiver for American Capital Investments, Inc.

Caution

98 F.3d 1133

United States Court of Appeals for the Ninth CircuitOctober 22, 199695-55193California8,241 words

Opinion

98 F.3d 1133 96 Cal. Daily Op. Serv. 7764 , 96 Daily Journal D.A.R. 12,831 SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. AMERICAN CAPITAL INVESTMENTS, INC.; Stephen J. Murphy; Kenneth A. Sorensen; Richard D. Otto; Adfin Corporation; Einhorn & Edgerton, Defendants, and John P. Shelton; ACI Investors Protective Association, and Approximately 127 ACI (American Capital Investments) Investors, Defendants-Appellants, Richard G. Shaffer, Defendant-Appellee. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. AMERICAN CAPITAL INVESTMENTS, INC.; John P. Shelton; ACI Investors Protective Association, and Approximately 127 ACI (American Capital Investments) Investors, Defendants-Appellants, Richard G. Shaffer, Appellee, and Stephen J. Murphy; Kenneth A. Sorensen; Richard D. Otto; Adfin Corporation, Defendants. SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. AMERICAN CAPITAL INVESTMENTS, INC., et al., Defendants. John SHELTON; ACI Investors Protective Association and Approximately 156 ACI Investors, Appellants, v. Richard G. SHAFFER, Court Appointed Receiver for Defendant American Capital Investments, Inc., Appellees. SECURITIES AND EXCHANGE COMMISSION,…

Sign in to read the full opinion

Create a free account to read the complete opinion text, citation history, and good-law status for this case.

Parties

96 Cal. Daily Op. Serv. 7764, 96 Daily Journal D.A.R. 12,831 Securities and Exchange Commission
Plaintiff
American Capital Investments, Inc. Stephen J. Murphy Kenneth A. Sorensen Richard D. Otto Adfin Corporation Einhorn & Edgerton, and John P. Shelton Aci Investors Protective Association, and Approximately 127 Aci Investors, Richard G. Shaffer, United States Securities and Exchange Commission v. American Capital Investments, Inc. John P. Shelton Aci Investors Protective Association, and Approximately 127 Aci Investors, Richard G. Shaffer, and Stephen J. Murphy Kenneth A. Sorensen Richard D. Otto Adfin Corporation, Securities and Exchange Commission v. American Capital Investments, Inc., John Shelton Aci Investors Protective Association and Approximately 156 Aci Investors v. Richard G. Shaffer, Court Appointed Receiver for American Capital Investments, Inc., Securities and Exchange Commission, and John P. Shelton, Esq. Approximately 156 Aci Investors Aci Investors Protective Association v. American Capital Investments, Inc., and Richard G. Shaffer, Court Appointed Receiver for American Capital Investments, Inc.
Defendant

Cites (29)

98 F.3d 1133
51 F.3d 203
998 F.2d 661
121 U.S. 74
96 U.S. 712
758 F.2d 794
817 F.2d 1349
557 F.2d 179
664 F.2d 1158
715 F.2d 1401
823 F.2d 1373
35 U.S. 449
962 F.2d 1402
739 F.2d 455
433 U.S. 186
35 U.S. 497
512 U.S. 79
304 U.S. 64
459 U.S. 56
847 F.2d 1398
83 L. Ed. 2d 358
85 F.3d 372
24 F.3d 1
783 F.2d 829
552 F.2d 1351
901 F.2d 814
411 F.2d 897
396 U.S. 13
971 F.2d 244