1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 San Francisco Division 11 HONG KONG UCLOUDLINK Case No. 18-cv-05031-EMC(LB) NETWORK TECHNOLOGY LIMITED, et 12 al.,

DISCOVERY ORDER

13 Plaintiffs, Re: ECF Nos. 211 and 212 14 v.

15 SIMO HOLDINGS INC., et al., 16 Defendants.

17 18 INTRODUCTION 19 The parties filed two discovery letters with two disputes.1 First, the defendants want apex 20 depositions of two uCloudlink employees: Zhiping Peng (a Director of uCloudLink (America) and 21 the Chairman of the Board of uCloudlink Group, Inc., the plaintiffs’ corporate parent) and 22 Zhigang Du (a Director and the Chief Operating Officer of uCloudlink Group, Inc.). Second, the 23 plaintiffs want the court to compel the defendants to produce technical documents responsive to 24 their requests for production (RFPs). The court can decide the disputes without oral argument. 25 Civil L.R. 7-1(b).The court denies the apex depositions (for now) and directs a further process for 26 27 1 Discovery Letters – ECF Nos. 211, 212. Citations refer to material in the Electronic Case File 1 the RFPs. Also, the parties have raised the issues sufficiently to preserve them, and in the last 2 section of the order, the court extends the time to raise further disputes. 3 4 ANALYSIS 5 1. Apex Depositions 6 On this record, and given that other witnesses will be deposed, the court denies the request for 7 the apex depositions. 8 “When a party seeks the deposition of a high-level executive (a so-called ‘apex’ deposition), 9 courts have ‘observed that such discovery creates a tremendous potential for abuse or 10 harassment.’” Jensen v. BNSF Rwy. Co., No. 3:13-cv-05955-HSG (LB), 2015 WL 3662593, at *2 11 (N.D. Cal. May 19, 2015) (quoting Apple Inc. v. Samsung Elecs. Co., Ltd., 282 F.R.D. 259, 262– 12 63 (N.D. Cal. 2012)). “The court therefore has discretion to limit discovery where the discovery 13 sought can be obtained from some other source that is more convenient, less burdensome, or less 14 expensive.” Id. (cleaned up). “In determining whether to allow an apex deposition, courts consider 15 (1) whether the deponent has unique first-hand, non-repetitive knowledge of the facts at issue in 16 the case and (2) whether the party seeking the deposition has exhausted other less intrusive 17 discovery methods.” Id. at *3. “A party seeking to prevent a deposition carries a heavy burden to 18 show why discovery should be denied.” Id. “Thus, it is very unusual for a court to prohibit the 19 taking of a deposition altogether absent extraordinary circumstances.” Id. “When a witness has 20 personal knowledge of facts relevant to the lawsuit, even a corporate president or CEO is subject 21 to deposition.” Id. “A claimed lack of knowledge, by itself it is insufficient to preclude a 22 deposition.” Id. (quoting Apple, 282 F.R.D. at 263). 23 The plaintiffs contend that Messieurs Peng and Du do not have unique first-hand knowledge of 24 the topics, which are quoted in the letter brief, and the topics will be covered by other witnesses and 25 are the subject of the defendants’ many Rule 30(b)(6) topics.3 The topics are covered by other 26 27 1 witnesses and in the Rule 30(b)(6) topics.4 The other deponents include Wen Gao, Zhihui Gong, and 2 Zhu Tan, all with knowledge of the topics.5 The plaintiffs have established that the apex depositions 3 are not necessary. Cf. Affinity Labs of Texas v. Apple, Inc., C 09-4436 CW (JL), 2011 WL 1753982, 4 at *6 (N.D. Cal. May 9, 2011) (“Courts generally require interrogatories, request for admission, and 5 depositions of lower level employees before allowing the deposition of an apex witness”). 6 If after the other discovery is completed, the defendants have identified topics uniquely known 7 by Messieurs Peng and Du, then they may raise those topics in a new letter brief. The court deems 8 the issue preserved under Civil Local Rule 37-3 and thus can address it after the other depositions. 9 In the last section of the order, the court addresses the timing for raising future disputes. 10 11 2. RFP Nos. 10, 24–26, 40, 74–76, and 79 12 The parties dispute the extent and timeline of production for some of the plaintiffs’ RFPs. The 13 plaintiffs contend that the defendants’ production has been selective and that they have admitted 14 that they have produced “versions” of documents that they believed provided “sufficient” 15 information.6 The defendants do not dispute that the RFPs are relevant.7 They disagree that the 16 parties are at an impasse, say that the plaintiffs’ demand is at the last minute, and point out that the 17 plaintiffs know that it may take several months to gather documents. They continue to search for 18 responsive documents and made several productions last week. They contend that the plaintiffs 19 have an obligation to review produced discovery and point out deficiencies. They have not 20 confirmed that they have completed their production because they are continuing their 21 investigation and productions. They are willing to extend discovery to complete their productions 22 and to allow the plaintiffs to identify any information that is missing.8 23

24 4 Soskin 11/30/2020 Email, Ex. C to Discovery Letter – ECF No. 211-3 at 2; SIMO Rule 30(b)(6) Notice, Ex. D to Discovery Letter – ECF No. 211-4 at 14, 19–21, 23–25. 25 5 DeFosse 11/25/2020 Email, Ex. C to Discovery Letter – ECF No. 211-3 at 7; Soskin 11/23/2020 26 Email, Ex. C to Discovery Letter – ECF No. 211-3 at 8. 6 Id. at 2. 27 7 Discovery Letter – ECF No. 212 at 5 (objecting to RFPS only as overbroad and unduly burdensome). 1 Given the district judge’s extension of the deadline for residual discovery to January 8, 2021, 2 || the court extends the deadline here to January 8 to allow the defendants to complete their ongoing 3 productions and for the plaintiff to identify any deficiencies. Within seven days after the plaintiffs 4 || identify the deficiencies (or, if that date falls during the holidays, by January 11, 2021), the 5 defendants must propose their timeline for completing any additional productions. The court 6 deems the issue preserved under Civil Local Rule 37-3 and thus can address it after the parties 7 have completed this process. 8 9 3. Future Discovery Disputes 10 The court recognizes that under Civil Local Rule 37-3, the parties had timing issues that forced 11 the filing of their discovery letters. The letters suffered somewhat from the parties’ talking past 12 || each other. It is not a good use of anyone’s resources (including the court’s) to have rushed 5 13 disputes. The district judge has extended the deadline for residual fact discovery to January 8, 14 || 2021. The parties now have seven days after January 8 (or any further extended date) to raise any 15 disputes. Also, because the issues are raised and preserved, the parties may stipulate to extend the 16 deadline for the production of information responsive to the RFPs. 5 17 The parties may not file any discovery letters until January 8, 2021. That will allow the parties 3 18 to confer more meaningfully and will spare everyone. 19 20 CONCLUSION 21 This disposes of ECF Nos. 211 and 212. 22 IT IS SO ORDERED. 23 Dated: December 19, 2020 Ld EC 24

LAUREL BEELER

25 United States Magistrate Judge 26 27 28