Securities and Exchange Commission v. Small Business Capital Corp.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION

SECURITIES AND EXCHANGE

COMMISSION, Case No. 5:12-cv-03237-EJD

Plaintiff, ORDER DENYING MOTIONS FOR

RELIEF FROM JUDGMENT, MOTION

v. FOR INJUNCTION ON PLAINTIFF,

AND MOTION FOR JUDICIAL

SMALL BUSINESS CAPITAL CORP.; NOTICE

MARK FEATHERS; INVESTORS PRIME

FUND, LLC; and SBC PORTFOLIO Re: Dkt. No. 1285

FUND, LLC,

13 Defendants. 14 I. Introduction On June 21, 2012, the Securities and Exchange Commission (“SEC”) brought a civil enforcement action against Defendants Mark Feathers (“Feathers”); Small Business Capital Corp.; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC. Dkt. No. 1. On August 16, 2013, this Court granted summary judgment in favor of the SEC regarding the SEC’s claims against Feathers. Dkt. No. 591. The Court denied Feathers’s own motion for summary judgment, which was filed pro se. Id. On May 14, 2019, the Ninth Circuit affirmed this Court’s…