Securities and Exchange Commission v. Small Business Capital Corp.

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION

SECURITIES AND EXCHANGE

COMMISSION, Case No. 5:12-cv-03237-EJD

Plaintiff, ORDER DENYING MOTION FOR v. RELIEF FROM JUDGMENT AND MOTIONS FOR JUDICIAL NOTICE

SMALL BUSINESS CAPITAL CORP.;

MARK FEATHERS; INVESTORS PRIME Re: Dkt. Nos. 1361, 1365, 1367, 1381 FUND, LLC; and SBC PORTFOLIO FUND, LLC,

Defendants.

I. Introduction On June 21, 2012, the Securities and Exchange Commission (“SEC”) brought a civil enforcement action against Defendants Mark Feathers (“Feathers”); Small Business Capital Corp. (“SBCC”); Investors Prime Fund, LLC (“IPF”); and SBC Portfolio Fund, LLC (together, “Defendants”). Dkt. No. 1. This Court has since made several rulings regarding the case, including granting summary judgment in favor of the SEC. Order Granting Plaintiff Securities and Exchange Commission’s Motion for Summary Judgment, Dkt. No. 591 (“Summary…