Securities And Exchange Commission v. San Francisco Regional Center LLC

Good Law
United States District Court, Northern District of CaliforniaOctober 17, 20223:17-cv-00223California2,911 words

Opinion

Trial Court Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE

COMMISSION, Case No. 17-cv-00223-RS

Plaintiff,

ORDER AWARDING FEES

v.

SAN FRANCISCO REGIONAL CENTER LLC, et al., 14 Defendants. 15 I. INTRODUCTION The Securities and Exchange Commission filed this civil enforcement action in January of 2017. In some respects, however, its roots go back to a 2015 state court action filed by a private plaintiff, Allan Young, who initially brought claims only in his individual capacity, but later pursued derivative claims on behalf of some of the entities eventually named as defendants in this action. Young’s amended state court complaint also asserted adversarial claims against some of the other entities named as defendants or relief defendants here. Young was represented in the state court proceedings by Pritzker Levine LLP. Pritzker obtained appointment of a receiver in the Young action. When the SEC subsequently filed this action and moved for…

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