1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 William WINTERNITZ, Jr., Case No.: 22-cv-00413-JO-BGS

12 Plaintiff,

ORDER:

13 v. (1) GRANTING JOINT MOTION [ECF NO. 10]; AND 14 METROPOLITAN LIFE INSURANCE

COMPANY,

15 (2) CONTINUING EARLY Defendant. NEUTRAL EVALUATION 16

CONFERENCE AND CASE

17 MANAGEMENT CONFERENCE

18

19 On May 13, 2022, the parties filed a Joint Motion requesting to continue the dates 20 and deadlines in the Court’s Order setting the Early Neutral Evaluation Conference and 21 Case Management Conference (“ENE/CMC”). (ECF No. 10.) The parties represented that 22 Defendant’s settlement representative “is scheduled to be on vacation during the weeks of 23 August 15, 2022 and August 22, 2022” and that Defendant’s lead counsel “is scheduled to 24 commence trial in the USDC, Northern District of California on August 22, 2022” which 25 is expected to last four days. (Id. at 2.) The Joint Motion requested that the ENE/CMC be 26 moved until “August 31, 2022, or a date thereafter as may be convenient to the court.” (Id.) 27 28 1 Accordingly, the Court GRANTS the parties Joint Motion (ECF No. 10) and 2 CONTINUES the ENE/CMC from August 19, 2022 until August 31, 2022 at 2:00 PM 3 before Magistrate Judge Bernard G. Skomal. The conference will be held by video 4 conference. Instructions regarding the videoconference are included below. To facilitate 5 this modification, the Court hereby ORDERS as follows: 6 The following are mandatory guidelines for the parties preparing for the Early 7 Neutral Evaluation Conference. 8 1. Purpose of Conference: The purpose of the Early Neutral Evaluation 9 Conference (“ENE”) is to hold a serious discussion of every aspect of the lawsuit in an 10 effort to achieve an early resolution of the case. All conference discussions will be off the 11 record, privileged and confidential. Counsel for any non-English speaking parties is 12 responsible for arranging for the appearance of an interpreter at the conference. 13 2. All parties, adjusters for insured defendants, and client representatives 14 must participate in the conference and have full and complete authority to enter into 15 a binding settlement at the ENE.1 The purpose of this requirement is to have 16 representatives present who can settle the case during the course of the conference without 17 consulting a superior. Counsel for a government entity may be excused from this 18 requirement so long as the government attorney who participates in the ENE conference 19 (1) has primary responsibility for handling the case; and (2) may negotiate settlement offers 20 which the attorney is willing to recommend to the government official having ultimate 21 settlement authority. Other parties seeking permission to be excused from participating in 22

23 1 “Full authority to settle” means that the individuals at the settlement conference must be authorized to 24 fully explore settlement options and to agree at that time to any settlement terms acceptable to the parties. 25 Heileman Brewing Co., Inc. v. Joseph Oat Corp., 871 F.2d 648 (7th Cir. 1989). The person needs to have “unfettered discretion and authority” to change the settlement position of a party. Pitman v. Brinker Intl., 26 Inc., 216 F.R.D. 481, 485-486 (D. Ariz. 2003). The person must be able to bind the party without the need to call others not present at the conference for authority or approval. The purpose of requiring a 27 person with unlimited settlement authority to attend the conference includes that the person’s view of the case may be altered during the face to face conference. Id. at 486. A limited or a sum certain of authority 28 1 the ENE must follow the procedures outlined in Judge Skomal’s Chambers’ Rules. (See 2 Judge Skomal’s Chambers’ Rules II.C.) Failure of any of the above parties to participate 3 in the ENE conference without the Court’s permission will be grounds for sanctions. The 4 principal attorneys responsible for the litigation must also participate and be prepared to 5 discuss all of the legal and factual issues in the case. 6 3. Confidential ENE Statements Required: No later than August 17, 2022, 7 the parties must submit confidential statements of seven pages or less to Judge Skomal. 8 Please also attach relevant exhibits. The statement must address the legal and factual issues 9 in the case and should focus on issues most pertinent to settling the matter. Statements do 10 not need to be filed or served on opposing counsel. The statement must also include any 11 prior settlement offer or demand, as well as the offer or demand the party will make at the 12 ENE. The Court will keep this information confidential unless the party authorizes the 13 Court to share the information with opposing counsel. ENE statements must be emailed 14 to efile_Skomal@casd.uscourts.gov. 15 4. New Parties Must Be Notified by Plaintiff’s Counsel: Plaintiff’s counsel 16 shall give notice of the ENE to parties responding to the complaint after the date of this 17 notice. 18 5. Case Management Conference: Any objections made to initial disclosures 19 pursuant to Federal Rule of Civil Procedure, Rule 26(a)(1)(A)–(D) are overruled, and the 20 parties are ordered to proceed with the initial disclosures process. Any further objections 21 to initial disclosures will be resolved as required by Rule 26 and Judge Skomal’s 22 Chambers’ Rules regarding discovery disputes. Accordingly: 23 a. The Rule 26(f) conference shall be completed on or before August 3, 24 2022. 25 b. The date of initial disclosure pursuant to Rule 26(a)(1)(A-D) shall occur 26 before August 10, 2022. On the same date Defendant must lodge a copy of the employee 27 benefits plan (and policy documents, if that is a separate document) with Judge Skomal’s 28 Chambers and provide a copy of same to Plaintiff; 1 c. A Joint Discovery Plan shall be filed on the CM/ECF system as well as 2 lodged with Magistrate Judge Skomal by delivering the plan directly to chambers or by 3 emailing it to efile_skomal@casd.uscourts.gov, on or before August 17, 2022. The plan 4 must be one document and must explicitly cover the parties’ views and proposals for each 5 item identified in Fed.R.Civ.P. 26(f)(3). Agreements made in the Discovery Plan will be 6 treated as binding stipulations that are effectively incorporated into the Court’s Case 7 Management Order. 8 Because this is an ERISA case, the parties must specifically address the following: 9 i. Many circuits, including the Ninth Circuit, “limit a district court to the 10 administrative record when the court is reviewing a case on the merits 11 for an abuse of discretion; consideration of new evidence is permitted 12 only in conjunction with de novo review of a denial of benefits.” Abatie 13 v. Alta Health Life Ins. Co., 458 F.3d 955, 970 (9th Cir. 2006) citing 14 Urbania v. Cent. States, Se. & Sw. Areas Pension Fund, 421, F.3d 580, 15 586 (7th Cir. 2005); Elliot v. Sara Lee Corp., F.3d 601, 608 (4th Cir. 16 1999) (abuse of discretion review must be based on the evidence before 17 the administrator.) Given the prevailing case law governing discovery 18 in ERISA matters, is there any basis for conducting discovery outside 19 of the administrative record? If so, what are they? In addition, any 20 party that contends discovery is warranted must provide legal support 21 for the appropriateness of the requested discovery; 22 ii. Do the parties agree on the standard of review? Identify the standard 23 of review and if the parties disagree address the basis for the parties’ 24 respective contention; 25 iii. What form of production have the parties agreed to? Are there any 26 disputes with respect to the parties’ preferred form of production? 27 What is the parties’ positions respecting Metadata. 28 1 In the event the case does not settle at the ENE, a Case Management Conference, 2 pursuant to Federal Rule of Civil Procedure 16(b) will be held at the conclusion of the 3 settlement conference. 4 6. Requests to Continue an ENE Conference: Requests to continue ENEs are 5 rarely granted. The Court will, however, consider formal motions to continue an ENE 6 when extraordinary circumstances exist and the other party has no objection. If another 7 party objects to the continuance, counsel for both parties must call chambers and discuss 8 the matter with the research attorney/law clerk assigned to the case before any motion may 9 be filed. Any request for a continuance must be made as soon as counsel is aware of 10 the circumstances that warrant rescheduling the conference. Requests to continue 11 the ENE based on preexisting scheduling conflicts must be raised within 10 days of 12 the Court’s issuance of this Order. 13 7. Settlement Prior to ENE Conference: The Court encourages the parties to 14 work on settling the matter in advance of the ENE Conference. In the event that the parties 15 resolve the matter prior to the day of the conference, the following procedures must be 16 followed before the Court will vacate the ENE and excuse the parties from appearing: 17 a. The parties may file a Joint Motion to Dismiss and submit a proposed order 18 to the assigned district judge. If a Joint Motion to Dismiss is filed, the Court 19 will immediately vacate the ENE; 20 b. If the parties settle more than 24 hours before the conference but are not able 21 to file a Joint Motion to Dismiss, they must file a Joint Notice of Settlement 22 containing the electronic signatures of counsel for all settling parties and 23 must also identify a date by which the Joint Motion to Dismiss will be filed; 24 c. If the parties settle less than 24 hours before the conference, counsel for the 25 settling parties must JOINTLY call chambers and inform the Court of the 26 settlement and receive Court permission to not appear at the ENE. 27 /// 28 /// 1 Video Conference Instructions: 2 8. The Court will use its official Zoom video conferencing account to hold the 3 ENE. IF YOU ARE UNFAMILIAR WITH ZOOM: Zoom is available on computers 4 through a download on the Zoom website (https://zoom.us/meetings) or on mobile devices 5 through the installation of a free app.2 Joining a Zoom conference does not require creating 6 a Zoom account, but it does require downloading the .exe file (if using a computer) or the 7 app (if using a mobile device). Participants are encouraged to create an account, install 8 Zoom and familiarize themselves with Zoom in advance of the ENE.3 There is a cost-free 9 option for creating a Zoom account. 10 9. Prior to the start of the ENE, the Court will email counsel for each party an 11 invitation to join a Zoom video conference that they must provide to participating client(s). 12 The Court will send the invitation to the email addresses listed for counsel in the case 13 docket. If counsel does not receive an invitation to join the Zoom video conference by the 14 end of the day on August 30, 2022, please email chambers at 15 efile_skomal@casd.uscourts.gov. Again, if possible, participants are encouraged to use 16 laptops or desktop computers for the video conference. Participants shall join the video 17 conference by following the ZoomGov Meeting hyperlink in the invitation. Participants 18 who do not have Zoom already installed on their device when they click on the ZoomGov 19 Meeting hyperlink will be prompted to download and install Zoom before proceeding. 20 Zoom may then prompt participants to enter the password included in the invitation.4 All 21 participants will be placed in a waiting room until the ENE begins. 22

23 2 If possible, participants are encouraged to use laptops or desktop computers for the video conference, 24 rather than mobile devices. 25 3 For help getting started with Zoom, visit: https://support.zoom.us/hc/en-us/categories/200101697- 26 Getting-Started.

27 4 A Meeting ID will also be included and may be used along with the password to access the conference if necessary. 28 1 10. Each participant should plan to join the Zoom video conference at least five 2 ||minutes before the start of the ENE to ensure that the ENE begins promptly at 2:00 PM. 3 Zoom e-mail invitation may indicate an earlier start time, but the ENE will begin at 4 || the Court-scheduled time. 5 11. Zoom’s functionalities will allow the Court to conduct the ENE as it ordinarily 6 || would conduct an in-person ENE. The Court may divide participants into separate, 7 confidential sessions, which Zoom calls Breakout Rooms.” In a Breakout Room, the Court 8 || will be able to communicate with participants from a single party in confidence. Breakout 9 ||Rooms will also allow parties and counsel to communicate confidentially without the 10 || Court. 11 12. All participants shall display the same level of professionalism during the 12 and be prepared to devote their full attention to the ENE as if they were attending in 13 || person, i.e., cannot be driving while speaking to the Court. Because Zoom may quickly 14 || deplete the battery of a participant’s device, each participant should ensure that their device 15 |/is plugged in or that a charging cable is readily available during the video conference. 16 13. Questions regarding this case or the mandatory guidelines set forth herein may 17 directed to Judge Skomal’s research attorney at (619) 557-2993. Please consult Judge 18 ||Skomal’s rules, available on the Court’s website, before contacting chambers with your 19 || questions. 20 IT IS SO ORDERED. 21 Dated: May 16, 2022 p / / 22 on. Bernard G. Skomal 23 United States Magistrate Judge 24 25 26 27 28 > For more information on what to expect when participating in a Zoom Breakout Room, visit: https://support.zoom.us/hc/en-us/articles/1 15005769646